<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/22?registers=between Sat, 23 Nov 2024 10:42:45 -0800 Sat, 23 Nov 2024 10:42:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/22?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Floor Trading Rules to Options 8 https://regulations.justia.com/regulations/fedreg/2019/05/22/C1-2019-09019.html https://regulations.justia.com/regulations/fedreg/2019/05/22/C1-2019-09019.html Wed, 22 May 2019 00:00:00 -0700 C1-2019-09019 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/C1-2019-09019.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10645.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10645.html Wed, 22 May 2019 00:00:00 -0700 2019-10645 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10645.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce Retail Priority https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10644.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10644.html Wed, 22 May 2019 00:00:00 -0700 2019-10644 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10644.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Allocation and Prioritization of Automatically Executed Trades https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10643.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10643.html Wed, 22 May 2019 00:00:00 -0700 2019-10643 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10643.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10642.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10642.html Wed, 22 May 2019 00:00:00 -0700 2019-10642 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10642.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10641.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10641.html Wed, 22 May 2019 00:00:00 -0700 2019-10641 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10641.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10640.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10640.html Wed, 22 May 2019 00:00:00 -0700 2019-10640 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10640.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10639.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10639.html Wed, 22 May 2019 00:00:00 -0700 2019-10639 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10639.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.15-O and Conforming Changes to Rule 6.46-O Governing the Give Up of a Clearing Broker https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10638.html https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10638.html Wed, 22 May 2019 00:00:00 -0700 2019-10638 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10638.pdf