Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/22?limit=200&registers=between&mode=atom 2024-11-23T11:08:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/22/C1-2019-09019.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Floor Trading Rules to Options 8 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 C1-2019-09019 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/C1-2019-09019.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10645.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10645 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10645.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10644.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce Retail Priority 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10644 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10644.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10643.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Allocation and Prioritization of Automatically Executed Trades 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10643 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10643.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10642.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10642 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10642.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10641.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10641 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10641.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10640.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10640 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10640.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10639.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10639 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10639.pdf https://regulations.justia.com/regulations/fedreg/2019/05/22/2019-10638.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.15-O and Conforming Changes to Rule 6.46-O Governing the Give Up of a Clearing Broker 2019-05-22T00:00:00-07:00 2019-05-22T00:00:00-07:00 2019-10638 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-22/pdf/2019-10638.pdf