Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/16?limit=200&registers=between&mode=atom 2024-11-23T11:21:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10125.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 21.22 (Complex Automated Improvement Mechanism) 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10125 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10125.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10124.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rules 104 and 36 To Require Designated Market Makers To Communicate With a Designed Senior Representative of the Issuers of the DMM's Assigned Securities 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10124 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10124.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10123.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform (“BZX Equities”) as It Relates to Pricing for the Use of the TRIM Routing Strategy 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10123 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10123.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10121.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10121 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10121.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10120.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10120 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10120.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10119.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10119 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10119.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10118.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10118 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10118.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10117.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10117 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10117.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10116.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10116 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10116.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10115.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10115 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10115.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10114.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10114 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10114.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10113.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform (“BYX Equities”) as it Relates to Pricing for the Use of the TRIM Routing Strategy 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10113 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10113.pdf https://regulations.justia.com/regulations/fedreg/2019/05/16/2019-10103.html Notice - Collaborative Investment Series Trust and Belpointe Asset Management, LLC 2019-05-16T00:00:00-07:00 2019-05-16T00:00:00-07:00 2019-10103 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-16/pdf/2019-10103.pdf