Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/13?limit=200&registers=between&mode=atom 2024-11-23T10:59:11-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09894.html Notice - Sunshine Act Meetings 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09894 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09894.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09801.html Notice - Proposed Collection; Comment Request 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09801 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09801.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09800.html Notice - Toroso Investments, LLC and Tidal ETF Trust; Notice of Application 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09800 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09800.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09799.html Notice - Proposed Collection; Comment Request 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09799 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09799.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09798.html Notice - Proposed Collection; Comment Request 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09798 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09798.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09797.html Notice - Proposed Collection; Comment Request 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09797 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09797.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09729.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for XSP Options 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09729 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09729.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09728.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule To Delete References to the TRIM2 and SWPB Routing Options 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09728 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09728.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09727.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and Fee Schedule To Delete References to TRIM2 and SWPB Routing Options 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09727 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09727.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09726.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09726 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09726.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09725.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09725 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09725.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09724.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Criteria for Listing an Option on an Underlying Covered Security 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09724 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09724.pdf https://regulations.justia.com/regulations/fedreg/2019/05/13/2019-09721.html Notice - ALPS Variable Investment Trust, et al. 2019-05-13T00:00:00-07:00 2019-05-13T00:00:00-07:00 2019-09721 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-13/pdf/2019-09721.pdf