<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/10?registers=between Sat, 23 Nov 2024 11:46:29 -0800 Sat, 23 Nov 2024 11:46:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/10?registers=between Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09634.html https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09634.html Fri, 10 May 2019 00:00:00 -0700 2019-09634 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09634.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Expand Time for Non-Parties To Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09633.html https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09633.html Fri, 10 May 2019 00:00:00 -0700 2019-09633 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09633.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy (“ORM Policy”) https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09632.html https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09632.html Fri, 10 May 2019 00:00:00 -0700 2019-09632 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09632.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09630.html https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09630.html Fri, 10 May 2019 00:00:00 -0700 2019-09630 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09630.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09629.html https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09629.html Fri, 10 May 2019 00:00:00 -0700 2019-09629 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09629.pdf