Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/10?limit=200&registers=between&mode=atom 2024-11-23T11:38:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09634.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options 2019-05-10T00:00:00-07:00 2019-05-10T00:00:00-07:00 2019-09634 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09634.pdf https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09633.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Expand Time for Non-Parties To Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents 2019-05-10T00:00:00-07:00 2019-05-10T00:00:00-07:00 2019-09633 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09633.pdf https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09632.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy (“ORM Policy”) 2019-05-10T00:00:00-07:00 2019-05-10T00:00:00-07:00 2019-09632 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09632.pdf https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09630.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades 2019-05-10T00:00:00-07:00 2019-05-10T00:00:00-07:00 2019-09630 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09630.pdf https://regulations.justia.com/regulations/fedreg/2019/05/10/2019-09629.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes 2019-05-10T00:00:00-07:00 2019-05-10T00:00:00-07:00 2019-09629 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-10/pdf/2019-09629.pdf