<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/03?registers=between Sat, 23 Nov 2024 10:57:58 -0800 Sat, 23 Nov 2024 10:57:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/03?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09145.html https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09145.html Fri, 03 May 2019 00:00:00 -0700 2019-09145 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09145.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of the Early Order Imbalance Information Functionality https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09020.html https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09020.html Fri, 03 May 2019 00:00:00 -0700 2019-09020 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09020.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Floor Trading Rules to Options 8 https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09019.html https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09019.html Fri, 03 May 2019 00:00:00 -0700 2019-09019 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09019.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5702 Concerning an Issuer's Obligation To Disclose Material Information About the Issuer's Listed Non-Convertible Bonds https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09018.html https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09018.html Fri, 03 May 2019 00:00:00 -0700 2019-09018 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09018.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Its Strategy QOO Order Fee Cap and Rebate https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09017.html https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09017.html Fri, 03 May 2019 00:00:00 -0700 2019-09017 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09017.pdf