Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/05/03?limit=200&registers=between&mode=atom 2024-05-07T04:03:33-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09145.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF 2019-05-03T00:00:00-07:00 2019-05-03T00:00:00-07:00 2019-09145 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09145.pdf https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09020.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of the Early Order Imbalance Information Functionality 2019-05-03T00:00:00-07:00 2019-05-03T00:00:00-07:00 2019-09020 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09020.pdf https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09019.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Floor Trading Rules to Options 8 2019-05-03T00:00:00-07:00 2019-05-03T00:00:00-07:00 2019-09019 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09019.pdf https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09018.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5702 Concerning an Issuer's Obligation To Disclose Material Information About the Issuer's Listed Non-Convertible Bonds 2019-05-03T00:00:00-07:00 2019-05-03T00:00:00-07:00 2019-09018 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09018.pdf https://regulations.justia.com/regulations/fedreg/2019/05/03/2019-09017.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Its Strategy QOO Order Fee Cap and Rebate 2019-05-03T00:00:00-07:00 2019-05-03T00:00:00-07:00 2019-09017 Notice https://www.govinfo.gov/content/pkg/FR-2019-05-03/pdf/2019-09017.pdf