Securities and Exchange Commission May 2, 2019 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings
Document Number: 2019-09040
Type: Notice
Date: 2019-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2019-09039
Type: Notice
Date: 2019-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2019-08885
Type: Notice
Date: 2019-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to ClearBridge Energy Midstream Opportunity Fund Inc. and, on November 16, 2018, made a final distribution to its shareholders based on net asset value. Expenses of $1,140,539 incurred in connection with the reorganization were paid by the applicant's investment adviser or an affiliate thereof. Filing Date: The application was filed on March 7, 2019. Applicant's Address: 620 Eighth Avenue, 49th Floor, New York, New York 10018.
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