Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/24?limit=200&registers=between&mode=atom 2024-11-23T08:46:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08211.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08211 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08211.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08210.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08210 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08210.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08209.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08209 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08209.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08208.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08208 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08208.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08207.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08207 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08207.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08206.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08206 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08206.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08205.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08205 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08205.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08204.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Include References to Uniform Mortgage-Backed Securities 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08204 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08204.pdf https://regulations.justia.com/regulations/fedreg/2019/04/24/2019-08203.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility 2019-04-24T00:00:00-07:00 2019-04-24T00:00:00-07:00 2019-08203 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-24/pdf/2019-08203.pdf