Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/23?limit=200&registers=between&mode=atom 2024-11-23T09:08:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08107.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08107 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08107.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08106.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Its Strategy QOO Order Fee Cap and Rebate 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08106 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08106.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08105.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08105 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08105.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08103.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08103 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08103.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08102.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08102 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08102.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08101.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Customer Cross Orders 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08101 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08101.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08100.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08100 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08100.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08099.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08099 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08099.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08083.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Related to the Options Clearing Corporation's Margin Methodology for Volatility Index Futures 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08083 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08083.pdf https://regulations.justia.com/regulations/fedreg/2019/04/23/2019-08067.html Notice - Putnam Managed Municipal Income Trust, et al. 2019-04-23T00:00:00-07:00 2019-04-23T00:00:00-07:00 2019-08067 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-23/pdf/2019-08067.pdf