<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/18?registers=between Sun, 28 Apr 2024 05:44:57 -0700 Sun, 28 Apr 2024 05:44:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/18?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter 22 of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07826.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07826.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07826 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07826.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter 22 of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07825.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07825.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07825 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07825.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination To Demonstrate Compliance With the Applicable Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07824.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07824.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07824 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07824.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.44-E To Expand and Modify the Exchange's Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07823.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07823.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07823 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07823.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Priority Customer Complex Order Surcharge and Provide an Additional Rebate per Originating Contract Side to Qualifying Members https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07822.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07822.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07822 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07822.pdf Notice - Eaton Vance Growth Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07821.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07821.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07821 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07821.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07762.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07762.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07762 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07762.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07761.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07761.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07761 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07761.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliate NYSE American LLC https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07739.html https://regulations.justia.com/regulations/fedreg/2019/04/18/2019-07739.html Thu, 18 Apr 2019 00:00:00 -0700 2019-07739 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-18/pdf/2019-07739.pdf