Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/16?limit=200&registers=between&mode=atom 2024-11-27T01:26:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07638.html Notice - Sunshine Act Meetings 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07638 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07638.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07510.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Supplemental Liquidity Provider Provide Tier 1 Credit for Securities Traded Pursuant to Unlisted Trading Privileges 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07510 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07510.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07509.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07509 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07509.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07508.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 4121, Trading Halts Due to Extraordinary Market Volatility 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07508 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07508.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07507.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Make Permanent Exchange Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07507 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07507.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07506.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures. 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07506 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07506.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07505.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07505 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07505.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07504.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07504 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07504.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07503.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07503 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07503.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07502.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07502 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07502.pdf https://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07501.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Select Customer Options Reduction Program 2019-04-16T00:00:00-07:00 2019-04-16T00:00:00-07:00 2019-07501 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07501.pdf