Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/16?limit=200®isters=between&mode=atom2024-11-27T01:26:31-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07638.htmlNotice - Sunshine Act Meetings2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07638Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07638.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07510.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Supplemental Liquidity Provider Provide Tier 1 Credit for Securities Traded Pursuant to Unlisted Trading Privileges2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07510Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07510.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07509.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07509Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07509.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07508.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 4121, Trading Halts Due to Extraordinary Market Volatility2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07508Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07508.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07507.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Make Permanent Exchange Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07507Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07507.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07506.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures.2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07506Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07506.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07505.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07505Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07505.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07504.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07504Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07504.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07503.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07503Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07503.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07502.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07502Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07502.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/16/2019-07501.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Select Customer Options Reduction Program2019-04-16T00:00:00-07:002019-04-16T00:00:00-07:002019-07501Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-16/pdf/2019-07501.pdf