Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/12?limit=200&registers=between&mode=atom 2020-10-31T13:12:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07338.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07338 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07338.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07327.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CDS and Options Fee Grid for CDSClear Clearing Members Effective Retroactively From January 1st, 2019 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07327 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07327.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07247.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07247 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07247.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07244.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend Rules G-11 and G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07244 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07244.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07243.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07243 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07243.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07242.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07242 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07242.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07241.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07241 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07241.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07240.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07240 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07240.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07239.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07239 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07239.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07238.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07238 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07238.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07236.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07236 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07236.pdf https://regulations.justia.com/regulations/fedreg/2019/04/12/2019-07233.html Notice - Principal Diversified Select Income Fund, Principal Diversified Select Real Asset Fund, and Principal Global Investors, LLC 2019-04-12T00:00:00-07:00 2019-04-12T00:00:00-07:00 2019-07233 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-12/pdf/2019-07233.pdf