Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/11?limit=200&registers=between&mode=atom 2024-11-27T00:28:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07207.html Notice - Precidian ETFs Trust, et al.; Notice of Application 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07207 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07207.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07202.html Notice - Proposed Collection; Comment Request 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07202 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07202.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07200.html Notice - Proposed Collection; Comment Request 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07200 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07200.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07154.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Handling of Orders That Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained To Facilitate Compliance with Rule 610(d) of Regulation NMS 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07154 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07154.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07152.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions, and Rule 128, Clearly Erroneous Executions for NYSE Equities 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07152 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07152.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07149.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07149 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07149.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07148.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07148 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07148.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07147.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Relocate the Qualified Contingent Cross Orders Rules 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07147 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07147.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07146.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E, Clearly Erroneous Executions 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07146 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07146.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07144.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07144 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07144.pdf https://regulations.justia.com/regulations/fedreg/2019/04/11/2019-07128.html Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 2019-04-11T00:00:00-07:00 2019-04-11T00:00:00-07:00 2019-07128 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-11/pdf/2019-07128.pdf