Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/09?limit=200&registers=between&mode=atom 2024-11-26T23:45:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07053.html Notice - Sunshine Act Meetings 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-07053 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07053.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07052.html Notice - Sunshine Act Meetings 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-07052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07052.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06959.html Notice - Proposed Collection; Comment Request 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06959 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06959.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06958.html Notice - Submission for OMB Review; Comment Request 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06958 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06958.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06935.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Revise the Exchange's Initial Listing Standards Related to Liquidity 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06935 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06935.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06932.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06932 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06932.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06931.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity 7 Pricing Schedule, Section 139 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06931 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06931.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06929.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New MIDP Routing Option Under Rule 4758 and Make a Conforming Change to Rule 4703(e) 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06929 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06929.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06928.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06928 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06928.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06927.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06927 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06927.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06926.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06926 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06926.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06925.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7640B, Data Products Offered by NYSE 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06925 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06925.pdf https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06924.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Withdrawal of Proposed Rule Change, As Modified By Amendment No. 1, To Make Permanent the Retail Price Improvement Program Pilot, Which Is Set To Expire on June 30, 2019 2019-04-09T00:00:00-07:00 2019-04-09T00:00:00-07:00 2019-06924 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06924.pdf