Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/04/03?limit=200&registers=between&mode=atom 2024-11-23T09:04:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06442.html Notice - Proposed Collection; Comment Request 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06442 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06442.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06432.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Adoption of a New Futures & Options Capital-to-Margin and Shortfall Margin Policy (the “F&O Margin Shortfall Policy”) 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06432 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06432.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06431.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06431 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06431.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06430.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06430 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06430.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06428.html Notice - iM Global Partner US LLC and Manager Directed Portfolios; Notice of Application 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06428 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06428.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06427.html Rule - Public Company Accounting Oversight Board Hearing Officers 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06427 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06427.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06423.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 404, Series of Option Contracts Open for Trading 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06423 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06423.pdf https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06422.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC To Amend Exchange Rule 404, Series of Option Contracts Open for Trading 2019-04-03T00:00:00-07:00 2019-04-03T00:00:00-07:00 2019-06422 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06422.pdf