Securities and Exchange Commission April 3, 2019 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2019-06442
Type: Notice
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
iM Global Partner US LLC and Manager Directed Portfolios; Notice of Application
Document Number: 2019-06428
Type: Notice
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Public Company Accounting Oversight Board Hearing Officers
Document Number: 2019-06427
Type: Rule
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is revising its regulations with respect to the method by which hearing officers of the Public Company Accounting Oversight Board (``Board'' or ``PCAOB'') are appointed and removed from office. Specifically, the Commission is adopting a rule expressly requiring that the appointment or removal of a PCAOB hearing officer be subject to Commission approval.