Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/28?limit=200&registers=between&mode=atom 2024-11-25T15:23:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05924.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers 2019-03-28T00:00:00-07:00 2019-03-28T00:00:00-07:00 2019-05924 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05924.pdf https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05923.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions 2019-03-28T00:00:00-07:00 2019-03-28T00:00:00-07:00 2019-05923 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05923.pdf https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05922.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program 2019-03-28T00:00:00-07:00 2019-03-28T00:00:00-07:00 2019-05922 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05922.pdf https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05912.html Notice - Securities Exchange Act of 1934 2019-03-28T00:00:00-07:00 2019-03-28T00:00:00-07:00 2019-05912 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05912.pdf