Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/27?limit=200&registers=between&mode=atom 2024-11-22T12:15:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05817.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05817 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05817.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05816.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Emerald Fee Schedule 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05816 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05816.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05815.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Add the Concepts of Appointed OFP and Appointed MM 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05815 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05815.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05814.html Notice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05814 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05814.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05812.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05812 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05812.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05811.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers on the Exchange To Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05811 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05811.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05808.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05808.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05807.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05807 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05807.pdf https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05806.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Protocol Ouch To Trade Options or OTTO on The Nasdaq Options Market LLC 2019-03-27T00:00:00-07:00 2019-03-27T00:00:00-07:00 2019-05806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05806.pdf