<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/22?registers=between Fri, 22 Nov 2024 12:08:02 -0800 Fri, 22 Nov 2024 12:08:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/22?registers=between Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Resting Price of Discretionary Peg Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05469.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05469.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05469 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05469.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05468.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05468.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05468 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05468.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05467.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05467.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05467 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05467.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description Document https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05465.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05465.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05465 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05465.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05463.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05463.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05463 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05463.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05461.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05461.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05461 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05461.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05460.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05460.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05460 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05460.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05459.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05459.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05459 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05459.pdf