<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/13?registers=between Tue, 21 May 2024 17:31:54 -0700 Tue, 21 May 2024 17:31:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/13?registers=between Notice - American Beacon Sound Point Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04640 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04640.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04599 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04599.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Bats Auction Mechanism (“BAM”) https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04561 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04561.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38 https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04560 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04560.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Option Floor Procedure Advice A-9 and Phlx Rules 1000 and 1066 and To Adopt a New Phlx Rule 1078 https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04559 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04559.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04556 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04556.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04555 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04555.pdf Notice - TigerShares Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04552 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04552.pdf