Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/06?limit=200&registers=between&mode=atom 2024-11-25T16:50:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.html Notice - Submission for OMB Review; Comment Request 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-04008 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04008.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.html Notice - Submission for OMB Review; Comment Request 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-04007 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04007.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-04006 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04006.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03992 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03992.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Exchange Rule 515, Execution of Orders and Quotes 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03991 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03991.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03990 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03990.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03989 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03989.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03983 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03983.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable To Holdings in Fixed Income Securities 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03982 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03982.pdf https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.html Rule - Amendments to the Timing Requirements for Filing Reports on Form N-Port 2019-03-06T00:00:00-08:00 2019-03-06T00:00:00-08:00 2019-03958 Rule https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03958.pdf