Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/03/01?limit=200&registers=between&mode=atom 2024-11-22T12:10:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03706.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03706.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03705.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Apply the Obvious Error Rule to Stock-Option Orders, and To Amend Rules 21.1(d) and 21.20 To Add Qualified Contingent Cross With Stock Order Functionality 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03705.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03632.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Order Approving a Proposed Rule Change To Provide for the Trading of Complex Reserve Orders 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03632 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03632.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03631.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange To Adopt Article 1, Rule 5 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03631 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03631.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03625.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03625 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03625.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03624.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Content of the NYSE Trades Market Data Product Offering 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03624 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03624.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03623.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications With the Public 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03623 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03623.pdf https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03584.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC 2019-03-01T00:00:00-08:00 2019-03-01T00:00:00-08:00 2019-03584 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03584.pdf