Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/20?limit=200&registers=between&mode=atom 2024-11-22T07:18:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02905.html Notice - Sunshine Act Meetings 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02905 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02905.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02756.html Notice - Proposed Collection; Comment Request 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02756 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02756.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02742.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02742 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02742.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02741.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02741 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02741.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02740.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02740 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02740.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02739.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02739 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02739.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02737.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Revise the Requirements To Qualify for the Adding Tier 2 Credits 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02737 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02737.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02736.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EDGA Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02736 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02736.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02735.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Changes to The Options Clearing Corporation's Management Structure 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02735 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02735.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02734.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BYX Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02734 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02734.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02733.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICE Clear Europe Model Risk Governance Framework 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02733 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02733.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02732.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02732 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02732.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02731.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Disapproving Proposed Rule Change Concerning The Options Clearing Corporation's Capital Plan 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02731 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02731.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02730.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02730 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02730.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02699.html Notice - Adjustments to Civil Monetary Penalty Amounts 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02699 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02699.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02698.html Notice - Pacer Funds Trust, Pacer Advisors, Inc. and Pacer Financial, Inc. 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2019-02698 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02698.pdf https://regulations.justia.com/regulations/fedreg/2019/02/20/2018-27982.html Rule - Transaction Fee Pilot for NMS Stocks 2019-02-20T00:00:00-08:00 2019-02-20T00:00:00-08:00 2018-27982 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2018-27982.pdf