Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/15?limit=200&registers=between&mode=atom 2024-11-22T07:12:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02493.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, BOX Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC Concerning Options-Related Sales Practice Matters 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02493 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02493.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02452.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02452 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02452.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02450.html Notice - Public Company Accounting Oversight Board; Notice of Filing of and Immediate Effectiveness of Proposed Bylaw and Rule Amendments To Provide That the Board's Appointment and Removal of Hearing Officers Are Subject to Commission Approval 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02450 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02450.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02398.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02398 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02398.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02397.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Tenth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02397 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02397.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02396.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Tenth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02396 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02396.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02395.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option That Overlies the S&P Select Sector Index Options (“Sector Index options”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02395 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02395.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02394.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02394 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02394.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02393.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02393 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02393.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02392.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rule 104 Governing Transactions by Designated Market Makers 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02392 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02392.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Add a New Incentive for Supplemental Liquidity Providers in Tape A Securities When Adding Liquidity in Securities Traded Pursuant to Unlisted Trading Privileges 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02391 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02391.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02390.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02390 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02390.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02389 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02389.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02377.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02377 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02377.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-01368.html Notice - Proposed Collection; Comment Request 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-01368 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-01368.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2018-27979.html Proposed Rule - Risk Mitigation Techniques for Uncleared Security-Based Swaps 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2018-27979 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2018-27979.pdf