<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/14?registers=between Mon, 25 Nov 2024 13:17:09 -0800 Mon, 25 Nov 2024 13:17:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/14?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02313.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02313.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02313 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02313.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02312.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02312.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02312 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02312.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02311.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02311.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02311 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02311.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02310.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02310.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02310 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02310.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02309.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02309.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02309 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02309.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02308.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02308.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02308 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02308.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02307.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02307.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02307 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02307.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02289.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02289.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02289 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02289.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02288.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02288.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02288 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02288.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02287.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02287.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02287 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02287.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Introduce a “Cross-Asset Volume Tier” https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02286.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02286.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02286 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02286.pdf Notice - Pharos Capital BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02285.html https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02285.html Thu, 14 Feb 2019 00:00:00 -0800 2019-02285 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02285.pdf