<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/12?registers=between Mon, 25 Nov 2024 08:22:48 -0800 Mon, 25 Nov 2024 08:22:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/12?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-02117.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-02117.html Tue, 12 Feb 2019 00:00:00 -0800 2019-02117 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-02117.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Expand Time for Non-Parties To Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01946.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01946.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01946 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01946.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01945.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01945.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01945 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01945.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01944.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01944.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01944 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01944.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01943.html https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01943.html Tue, 12 Feb 2019 00:00:00 -0800 2019-01943 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01943.pdf