Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/07?limit=200&registers=between&mode=atom 2024-04-18T21:02:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01485.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Chicago Stock Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01485 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01485.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01420.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01420 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01420.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01393.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) of the Rules 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01393 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01393.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01392.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01392 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01392.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Incremental Step Up Tier for Supplemental Liquidity Providers 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01391 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01391.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01390.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reject Market Orders With a Time-in-Force of DAY That Are Entered in the Pre-Market Session for Non-IEX-Listed Securities 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01390 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01390.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Regarding Credits Applicable To Lead Market Makers and to ETP Holders and Market Makers Affiliated With the LMM That Provide Displayed Liquidity to the NYSE Arca Book in Tape B Securities 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01389 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01389.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01388.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Date of the Second Amended and Restated Certificate of Incorporation of the Exchange and the Third Amended and Restated Certificate of Incorporation of the Exchange's Parent CHX Holdings, Inc. 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01388 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01388.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01387.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E; and Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01387 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01387.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01386.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01386 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01386.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01385.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01385 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01385.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01384.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01384 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01384.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01383.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01383 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01383.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01382.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From its Pricing Tier Calculations 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01382 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01382.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01381.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01381 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01381.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01376.html Notice - Proposed Collection; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01376 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01376.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01374.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01374 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01374.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01373.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01373 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01373.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01372.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01372 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01372.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01371.html Notice - Proposed Collection; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01371 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01371.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01367.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01367 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01367.pdf