Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/06?limit=200&registers=between&mode=atom 2024-11-22T07:08:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01180.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01180 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01180.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01178.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01178 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01178.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01176.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Resting Price of Discretionary Peg Orders 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01176 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01176.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01175.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend Rule 123C To Extend the Cut-Off Times for Order Entry and Cancellation for Participation in the Closing Auction and When the Exchange Will Begin Disseminating Order Imbalance Information for the Closing Auction 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01175 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01175.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01174.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Regarding Investments of the REX BKCM ETF 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01174 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01174.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01173.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01173 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01173.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01172.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01172 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01172.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2018-28123.html Rule - Disclosure of Hedging by Employees, Officers and Directors 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2018-28123 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2018-28123.pdf