<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/05?registers=between Mon, 06 May 2024 03:14:45 -0700 Mon, 06 May 2024 03:14:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/02/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01185.html https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01185.html Tue, 05 Feb 2019 00:00:00 -0800 2019-01185 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01185.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule With Respect to the SPX Select Market-Maker Program https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01179.html https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01179.html Tue, 05 Feb 2019 00:00:00 -0800 2019-01179 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01179.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01042.html https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01042.html Tue, 05 Feb 2019 00:00:00 -0800 2019-01042 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01042.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00944.html https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00944.html Tue, 05 Feb 2019 00:00:00 -0800 2019-00944 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-00944.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00943.html https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00943.html Tue, 05 Feb 2019 00:00:00 -0800 2019-00943 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-00943.pdf