Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/19?limit=200&registers=between&mode=atom 2024-05-03T10:20:39-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27411.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Establish Separate Fees and Credits on PIP and COPIP Transactions for SPY Options 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27411 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27411.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27409.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27409 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27409.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27408.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27408 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27408.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27407.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding the Listing and Trading of Shares of the PGIM Ultra Short Bond ETF 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27407 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27407.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27406.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27406 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27406.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27405.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the F&O Stress Testing Policy 1 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27405 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27405.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27404.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27404 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27404.pdf https://regulations.justia.com/regulations/fedreg/2018/12/19/2018-27403.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Modify the Resting Price of Discretionary Peg Orders December 13, 2018. 2018-12-19T00:00:00-08:00 2018-12-19T00:00:00-08:00 2018-27403 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-19/pdf/2018-27403.pdf