<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/17?registers=between Sat, 23 Nov 2024 07:14:50 -0800 Sat, 23 Nov 2024 07:14:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27317.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27317.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27317 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27317.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Benchmark Index of the SPDR Nuveen Bloomberg Barclays Municipal Bond ETF https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27207.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27207.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27207 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27207.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the Cambria Global Momentum ETF Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27206.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27206.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27206 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27206.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27205.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27205.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27205 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27205.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete GEMX Section 22 of the Rulebook https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27204.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27204.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27204 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27204.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Provisions Related to Its Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27203.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27203.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27203 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27203.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MRX Section 22 of the Rulebook https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27202.html https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27202.html Mon, 17 Dec 2018 00:00:00 -0800 2018-27202 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27202.pdf