Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/17?limit=200&registers=between&mode=atom 2024-05-16T20:03:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27317.html Notice - Sunshine Act Meetings 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27317 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27317.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Benchmark Index of the SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27207 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27207.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27206.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the Cambria Global Momentum ETF Under Rule 14.11(i), Managed Fund Shares 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27206 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27206.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27205.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27205 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27205.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27204.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete GEMX Section 22 of the Rulebook 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27204 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27204.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27203.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Provisions Related to Its Risk Monitor Mechanism 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27203 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27203.pdf https://regulations.justia.com/regulations/fedreg/2018/12/17/2018-27202.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MRX Section 22 of the Rulebook 2018-12-17T00:00:00-08:00 2018-12-17T00:00:00-08:00 2018-27202 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-17/pdf/2018-27202.pdf