Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/14?limit=200&registers=between&mode=atom 2024-10-09T18:13:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27128.html Notice - Pacific Global ETF Trust and Cadence Capital Management LLC 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27128 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27128.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27094.html Notice - Proposed Collection; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27094 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27094.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27093.html Notice - Proposed Collection; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27093.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27092.html Notice - Proposed Collection; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27092 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27092.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27091.html Notice - Submission for OMB Review; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27091 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27091.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27090.html Notice - Submission for OMB Review; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27090 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27090.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27089.html Notice - Submission for OMB Review; Comment Request 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27089 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27089.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27086.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27086 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27086.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27085.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27085 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27085.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27084.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Listing Fees 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27084 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27084.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27083.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2019 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27083 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27083.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27082.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.44-E, the Exchange's Retail Liquidity Program 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27082 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27082.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27081.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees Relating to Mutual Fund Services, and Insurance and Retirement Processing Services 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27081 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27081.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27080.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees and Make Other Changes 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27080 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27080.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27079.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Certain Fees From the Mortgage-Backed Securities Division Clearing Rules and Electronic Pool Notification Rules 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27079 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27079.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27078.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Guide to the DTC Fee Schedule 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27078 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27078.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27077.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until the Earlier of Approval of the Filing To Make the Program Permanent or June 30, 2019 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27077 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27077.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27076.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Make Permanent the Retail Liquidity Program Pilot, Which is Set To Expire on December 31, 2018 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27076 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27076.pdf https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27075.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Trading Floor Qualification Examination 2018-12-14T00:00:00-08:00 2018-12-14T00:00:00-08:00 2018-27075 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27075.pdf