Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/12?limit=200®isters=between&mode=atom2024-05-04T09:03:54-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26915.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Defined Terms “In-the-Money” and “Out-of-the-Money” in BX Options Rules at Chapter I, Section 12018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26915Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26915.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26914.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Defined Terms “In-the-Money” and “Out-of-the-Money” in Chapter I, Section 12018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26914Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26914.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26913.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions To a Matching Utility2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26913Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26913.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26912.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund Under Rule 14.11(i), Managed Fund Shares2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26912Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26912.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26911.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26911.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26910.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change Related To Amend Rule 6.21., Give Up of a Clearing Trading Permit Holder2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26910.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26909.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF, a Series of Legg Mason ETF Investment Trust, Under Nasdaq Rule 57352018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26909.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26908.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 Regarding Cancel and Replace Orders2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26908.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26907.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Supplementary Material .02 to Rule 7152018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26907.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26851.htmlNotice - Submission for OMB Review; Comment Request2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26851Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26851.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26837.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.1E(a)(2)2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26837Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26837.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26836.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 Regarding Cancel and Replace Orders2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26836Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26836.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26835.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt a Shell Structure for the Cboe Options Rulebook in Connection With the Migration of the Exchange to Bats Technology2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26835Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26835.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26834.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish How the BZX Official Closing Price Would Be Determined for BZX-Listed Securities2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26834Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26834.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26833.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 6.62-O and 6.37A-O To Add New Order Types and Quotation Designations2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26833Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26833.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26832.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.1-E(a)(2)2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26832Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26832.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26831.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, To Adopt Interpretations and Policies .032018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26831Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26831.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26830.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CHX Article 22, Rule 6(a)2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26830Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26830.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26829.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the REX BKCM ETF2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26829Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26829.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26828.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26828Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26828.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26827.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26827Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26827.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26826.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26826Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26826.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26825.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26825Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26825.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26824.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26824Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26824.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26823.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules To Delete References to the Term “Allied Member” and Correct Rule 2.12202018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26823Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26823.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26797.htmlNotice - Cliffwater Corporate Lending Fund and Cliffwater LLC2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26797Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26797.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/12/2018-26795.htmlNotice - Symmetry Panoramic Trust and Symmetry Partners, LLC2018-12-12T00:00:00-08:002018-12-12T00:00:00-08:002018-26795Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-12-12/pdf/2018-26795.pdf