Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/12/04?limit=200&registers=between&mode=atom 2024-10-08T18:42:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26402.html Notice - Sunshine Act Meetings 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26402 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26402.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26401.html Notice - Sunshine Act Meeting 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26401 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26401.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26335.html Rule - Form N-1A; Correction 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26335 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26335.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26327.html Notice - Proposed Collection; Comment Request 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26327 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26327.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26326.html Notice - Proposed Collection; Comment Request 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26326 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26326.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26273.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26273 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26273.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26272.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of Its Listing Fees 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26272.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26271.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3306(c)(2) 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26271 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26271.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26270.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26270 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26270.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26269.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 To Proposed Rule Change To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26269 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26269.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26268.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, Relating to Amendments to Futures and Options Risk Procedures (the “F&O Risk Procedures”) 1 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26268 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26268.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26267.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26267 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26267.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26266.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the “CDS Risk Policy”), CDS Clearing Back-Testing Policy (the “Back-Testing Policy”) and CDS Stress-Testing Policy (the “Stress-Testing Policy”) (Collectively, the “CDS Policies”) 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26266 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26266.pdf https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26264.html Notice - Apollo Management, L.P. 2018-12-04T00:00:00-08:00 2018-12-04T00:00:00-08:00 2018-26264 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26264.pdf