<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/30?registers=between Sat, 04 May 2024 13:50:46 -0700 Sat, 04 May 2024 13:50:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/30?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Modification of Certain Routing Fees https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26002.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26002.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26002 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26002.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26001.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26001.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26001 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26001.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26000.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26000.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26000 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26000.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25999.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25999.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25999 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25999.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation, Bylaws and Rule 3.3 https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25998.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25998.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25998 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25998.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Provisions for Excluding Days for Purposes of Pricing Tiers https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25997.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25997.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25997 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25997.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25996.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25996.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25996 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25996.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25995.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25995.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25995 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25995.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25994.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25994.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25994 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25994.pdf Proposed Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24376.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24376.html Fri, 30 Nov 2018 00:00:00 -0800 2018-24376 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-24376.pdf