Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/26?limit=200&registers=between&mode=atom 2024-12-04T18:11:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25748.html Notice - Sunshine Act Meetings 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25748 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25748.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25739.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25739.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25738.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25738 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25738.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25736.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Expired and Obsolete Provisions in Connection With Nasdaq's Transition to an All-Inclusive Annual Fee Program, Rename Certain Existing Annual Fees as All-Inclusive Annual Listing Fees, and Make Other Related Changes 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25736 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25736.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25735.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Fees 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25735 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25735.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25734.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25734 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25734.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25731.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Nasdaq Rule 5615(b)(4) To Change the Threshold for Qualifying as a Smaller Reporting Company To Qualify for Certain Exemptions From the Compensation Committee Requirements 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25731 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25731.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25689.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25689 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25689.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25688.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25688 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25688.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25687.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25687.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25686.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25686.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25685.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25685.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25684.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25684.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25683.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25683.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25682.html Notice - Proposed Collection; Comment Request 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25682.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25606.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25606 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25606.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25601.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25601 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25601.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25600.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25600 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25600.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25599.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Rule 4702(b)(7)(A) 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25599 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25599.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25598.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Midpoint Trade Now Functionality 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25598 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25598.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25597.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Definitions to Rule 1000 and Amend Risk Protections 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25597 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25597.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25596.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Reserve Orders 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25596 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25596.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25595.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25595 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25595.pdf https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25594.html Notice - Pacific Global ETF Trust and Cadence Capital Management LLC 2018-11-26T00:00:00-08:00 2018-11-26T00:00:00-08:00 2018-25594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25594.pdf