<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/19?registers=between Fri, 03 May 2024 01:52:31 -0700 Fri, 03 May 2024 01:52:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/19?registers=between Notice - ABR Dynamic Funds, LLC, et al. https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25180.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25180.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25180 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25180.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Volume Incentive Program https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25099.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25099.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25099 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25099.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 503 To Adopt Interpretations and Policies .02 and .03 https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25096.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25096.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25096 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25096.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25094.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25094.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25094 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25094.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to List and Trade Corporate Non-Convertible Bonds on Nasdaq https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25093.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-25093.html Mon, 19 Nov 2018 00:00:00 -0800 2018-25093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-25093.pdf Rule - Disclosure of Order Handling Information https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-24423.html https://regulations.justia.com/regulations/fedreg/2018/11/19/2018-24423.html Mon, 19 Nov 2018 00:00:00 -0800 2018-24423 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-19/pdf/2018-24423.pdf