Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/16?limit=200®isters=between&mode=atom2024-05-05T16:11:19-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25051.htmlNotice - Submission for OMB Review; Comment Request2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25051Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25051.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25049.htmlNotice - Submission for OMB Review; Comment Request2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25049Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25049.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25048.htmlNotice - Submission for OMB Review; Comment Request2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25048Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25048.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25047.htmlNotice - Submission for OMB Review; Comment Request2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25047Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25047.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25033.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25033Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25033.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25032.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25032.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25031.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25031Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25031.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25030.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25030Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25030.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25029.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25029Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25029.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25028.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25028Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25028.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25019.htmlNotice - Investor Advisory Committee Meeting2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25019Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25019.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25005.htmlRule - Adoption of Updated EDGAR Filer Manual; Correction2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-25005Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25005.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24988.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting the Inclusion of Disclosure Regarding Foreign Currency Index Options and Implied Volatility Index Options, Certain Contract Adjustment Disclosures, and T+2 Settlement2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24988.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24985.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify its Fee Schedule2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24985.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24984.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Listed Company Manual To Clarify the Application of the Initial Listing Requirements to Common Equity Securities Issued in Exchange for a Listed Equity Investment Tracking Stock2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24984.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24983.htmlNotice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Block Trade and Exchange of Contract for Related Position Reporting Provisions2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24983.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24982.htmlNotice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Correction of Reporting Errors2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24982.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24981.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules To Reflect Changes to The Nasdaq Options Market LLC (“NOM”) Protocols2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24981.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24980.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-24980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24980.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/16/2018-23929.htmlUnknown - Regulatory Flexibility Agenda2018-11-16T00:00:00-08:002018-11-16T00:00:00-08:002018-23929Unknownhttps://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-23929.pdf