Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/13?limit=200&registers=between&mode=atom 2024-12-04T17:43:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24638.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 3400 Series 2018-11-13T00:00:00-08:00 2018-11-13T00:00:00-08:00 2018-24638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24638.pdf https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24637.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 303A.00 of the Manual To Change the Threshold for Qualifying as a Smaller Reporting Company To Qualify for Certain Exemptions From the Compensation Committee Requirements 2018-11-13T00:00:00-08:00 2018-11-13T00:00:00-08:00 2018-24637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24637.pdf https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24636.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Derivative Securities Products 2018-11-13T00:00:00-08:00 2018-11-13T00:00:00-08:00 2018-24636 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24636.pdf https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24635.html Notice - Stellus Capital Investment Corporation, et al. 2018-11-13T00:00:00-08:00 2018-11-13T00:00:00-08:00 2018-24635 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24635.pdf https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24549.html Rule - Regulation of NMS Stock Alternative Trading Systems 2018-11-13T00:00:00-08:00 2018-11-13T00:00:00-08:00 2018-24549 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24549.pdf