<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/09?registers=between Tue, 07 May 2024 05:25:16 -0700 Tue, 07 May 2024 05:25:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24632.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24632.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24632 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24632.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24577.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24577.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24577 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24577.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24575.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24575.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24575 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24575.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24528.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24528.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24528 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24528.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XIV, Index Rules, Section 10(g), Pricing When Primary Market Does Not Open https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24527.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24527.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24527 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24527.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2008(g), Pricing When Primary Market Does Not Open https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24526.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24526.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24526 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24526.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XIV, Index Rules, Section 10(g), Pricing When Primary Market Does Not Open https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24525.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24525.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24525 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24525.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24524.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24524.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24524 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24524.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1101A, Terms of Option Contracts https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24523.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24523.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24523 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24523.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew the Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24522.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24522.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24522 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24522.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Liquidity Plan https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24521.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24521.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24521 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24521.pdf Notice - Toroso Investments, LLC and Tidal ETF Trust https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24509.html https://regulations.justia.com/regulations/fedreg/2018/11/09/2018-24509.html Fri, 09 Nov 2018 00:00:00 -0800 2018-24509 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-09/pdf/2018-24509.pdf