Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/07?limit=200&registers=between&mode=atom 2024-12-04T18:32:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24405.html Notice - Sunshine Act Meetings 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24405 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24405.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24404.html Notice - Sunshine Act Meetings 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24404 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24404.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24311.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24311 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24311.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24310.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24310 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24310.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24309.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Extend Term Limits for Member Directors Serving on The Options Clearing Corporation's Board of Directors 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24309 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24309.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24308.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Definitions to Chapter I, Section 1, Titled General Provisions and Also Amend Chapter VI, Section 18, Titled Risk Protections 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24308 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24308.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24307.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, and Rule 518, Complex Orders 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24307 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24307.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24306.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 9910 Post-Employment Conflict of Interest Restrictions; Nonpublic Information 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24306 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24306.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24305.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24305 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24305.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24304.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete ISE Section 22 of the Rulebook Entitled “Rate-Modified Foreign Currency Options Rules” 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24304 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24304.pdf https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24303.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rule 104 Governing Transactions by Designated Market Makers 2018-11-07T00:00:00-08:00 2018-11-07T00:00:00-08:00 2018-24303 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24303.pdf