Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/11/05?limit=200&registers=between&mode=atom 2024-05-04T05:19:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24128.html Rule - Adoption of Updated EDGAR Filer Manual 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24128 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24128.pdf https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24077.html Notice - Cushing Asset Management, LP and Cushing ETF Trust 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24077 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24077.pdf https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24070.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc. 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24070 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24070.pdf https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24069.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24069 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24069.pdf https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24068.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF, a Series of Legg Mason ETF Investment Trust Under Nasdaq Rule 5735 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24068 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24068.pdf https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24067.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish How the BZX Official Closing Price Would Be Determined for BZX-Listed Securities 2018-11-05T00:00:00-08:00 2018-11-05T00:00:00-08:00 2018-24067 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24067.pdf