Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/22?limit=200®isters=between&mode=atom2024-05-21T06:12:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22996.htmlNotice - Procure Active ETF Trust, et al.2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22996Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22996.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22994.htmlNotice - Procure ETF Trust I, et al.2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22994Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22994.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22943.htmlNotice - Investor Advisory Committee Meeting2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22943Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22943.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22931.htmlNotice - Securities Exchange Act of 1934; Release No. 34-84440/October 16, 2018; Investment Company Act of 1940; Release No. IC-33272/October 16, 2018; Order Under Section 15b, Section 17a and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22931Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22931.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22910.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Corporate Non-Convertible Bonds on Nasdaq2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22910.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22909.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, Under Rule 14.11(i), Managed Fund Shares2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22909.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22908.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Exchange Rule 6.49A, Transfer of Positions2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22908.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22907.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.2, Interpretation and Policy .01, Concerning Strategy Orders2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22907.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22906.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow CCIT Members To Elect To Pay Their Funds-Only Settlement Amount Debits Using a Different Process2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22906Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22906.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22905.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Amendments to Rules 1.1, 7.31, and 7.462018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22905Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22905.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22904.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22904Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22904.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22903.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Adopt the Same Billing Dispute Practice as the Exchange's Affiliates and Other Exchanges2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22903Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22903.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22894.htmlNotice - Blackstone Real Estate Income Fund, et al.2018-10-22T00:00:00-07:002018-10-22T00:00:00-07:002018-22894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22894.pdf