Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/19?limit=200&registers=between&mode=atom 2024-05-02T00:09:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22930.html Rule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Michael 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22930 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22930.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22781.html Notice - Submission for OMB Review; Comment Request 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22781 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22781.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22780.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22780 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22780.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22779.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22779 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22779.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22778.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22778 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22778.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22777.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rules on Arbitration, Under Chapter 18 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22777 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22777.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22776.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Stress Testing Framework and ICC's Liquidity Risk Management Framework 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22776 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22776.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22775.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the First Trust Senior Loan Fund of First Trust Exchange-Traded Fund IV 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22775 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22775.pdf https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22531.html Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers 2018-10-19T00:00:00-07:00 2018-10-19T00:00:00-07:00 2018-22531 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22531.pdf