<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/10?registers=between Thu, 02 May 2024 11:52:04 -0700 Thu, 02 May 2024 11:52:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/10?registers=between Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21953.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21953.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21953 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21953.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21922.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21922.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21922 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21922.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21921.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21921.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21921 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21921.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.14, Clearance and Settlement https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21909.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21909.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21909 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21909.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Provide for the Listing of Exchange Traded Products With No Component NMS Stock Listed on the Exchange, Delete Obsolete Listing Rules for Exchange Traded Products and Amend Rules Regarding Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21907.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21907.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21907 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21907.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend, Reorganize and Enhance Membership, Registration and Qualification Rules, and To Make Conforming Changes to Certain Other Rules https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21904.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21904.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21904 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21904.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21903.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21903.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21903 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21903.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend, Reorganize and Enhance Membership, Registration and Qualification Rules and To Make Conforming Changes to Certain Other Rules https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21902.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21902.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21902 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21902.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 4 and 6, To List and Trade Shares of the Amplify BlackSwan Growth & Treasury Core ETF Under Commentary .02 to NYSE Arca Rule 5.2-E(j)(3) https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21901.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21901.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21901 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21901.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Related Rules of Nasdaq PHLX LLC https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21900.html https://regulations.justia.com/regulations/fedreg/2018/10/10/2018-21900.html Wed, 10 Oct 2018 00:00:00 -0700 2018-21900 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-10/pdf/2018-21900.pdf