<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/05?registers=between Thu, 02 May 2024 17:14:26 -0700 Thu, 02 May 2024 17:14:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/05?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Revise Certain Qualification Thresholds and Fees in Sections I.B.1, Primary Improvement Order, and I.B.2, BOX Volume Rebate https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21683.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21683.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21683.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Pricing Schedule Rules https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21681.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21681.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21681.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Order Type Called the MidPoint Discretionary Order (“MDO”) Under Paragraph (g) of Exchange Rule 11.8 and To Amend the Definition of the Super Aggressive Instruction Under Paragraph (n)(2) of Exchange Rule 11.6 https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21680.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21680.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21680.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Minimum Quantity Order Attribute https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21679.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21679.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21679 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21679.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67 To Specify That D-Quote Functionality Under Rule 67(f)(5) Will Continue To Be in Effect Until Six Months After the End of the Pilot Period https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21678.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21678.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21678 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21678.pdf Proposed Rule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21295.html https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21295.html Fri, 05 Oct 2018 00:00:00 -0700 2018-21295 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21295.pdf