Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2018/10/05?limit=200&registers=between&mode=atom 2024-05-02T15:09:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21683.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Revise Certain Qualification Thresholds and Fees in Sections I.B.1, Primary Improvement Order, and I.B.2, BOX Volume Rebate 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21683.pdf https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21681.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Pricing Schedule Rules 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21681 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21681.pdf https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21680.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Order Type Called the MidPoint Discretionary Order (“MDO”) Under Paragraph (g) of Exchange Rule 11.8 and To Amend the Definition of the Super Aggressive Instruction Under Paragraph (n)(2) of Exchange Rule 11.6 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21680 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21680.pdf https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21679.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Minimum Quantity Order Attribute 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21679 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21679.pdf https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21678.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67 To Specify That D-Quote Functionality Under Rule 67(f)(5) Will Continue To Be in Effect Until Six Months After the End of the Pilot Period 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21678 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21678.pdf https://regulations.justia.com/regulations/fedreg/2018/10/05/2018-21295.html Proposed Rule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations 2018-10-05T00:00:00-07:00 2018-10-05T00:00:00-07:00 2018-21295 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-05/pdf/2018-21295.pdf